Michael P. Black

CETERA INVESTMENT ADVISERS LLC

SCOTTSDALE, AZ 85251

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CRD#: 1083275

Professional summary

Michael Phillips Black, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona and CETERA WEALTH SERVICES, LLC located in Scottsdale, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) MICHAEL PHILLIPS BLACK WEALTH MANAGEMENT; Investment Related; 4300 N Miller Road, Ste 153, Scottsdale, AZ 85251; Financial Services; Owner; Start Date 01/1982; Financial and Estate Planning, Securities, Mutual Funds, ETFs, REITs as well as Fixed Life and Annuity, Immediate Annuity, Variable Life and Variable Annuity insurance products. Also, since 01/1985, I am a CDFA and provide analysis consulting and testifying in divorce legal proceedings. >> BLACK PROPERTIES, LLC; Non-Investment Related; 4300 N Miller Road, Ste 153, Scottsdale, AZ 85251; Other; Owner; Start Date 04/2017; No Hours Per month; Hold passive investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Phillips Black's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

February 20, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 4300 N Miller Road Suite 153, Scottsdale, AZ 85251

RIA

CRD#: 105644

SCOTTSDALE, AZ

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 4300 N Miller Road Suite 153, Scottsdale, AZ 85251

CRD#: 13572

Scottsdale, AZ

Past

February 17, 2006 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Scottsdale, AZ

Past

January 1, 1999 - October 16, 2002

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Scottsdale, AZ

Past

June 10, 1998 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Scottsdale, AZ

Past

January 16, 1991 - June 18, 1998

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

November 7, 1989 - February 5, 1991

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

July 21, 1988 - November 7, 1989

VALUE EQUITIES CORPORATION

CRD#: 13316

Past

July 1, 1986 - November 7, 1989

VALUE EQUITIES CORPORATION

CRD#: 13316

Past

March 2, 1983 - July 1, 1986

MAI SECURITIES CORPORATION

CRD#: 13200

Past

January 26, 1983 - March 7, 1983

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/20/2025)

Arizona
(2/20/2025)

IAR

Arizona
(2/20/2025)

California
(2/20/2025)

Colorado
(2/20/2025)

Delaware
(2/20/2025)

Georgia
(2/20/2025)

Hawaii
(2/20/2025)

Idaho
(2/20/2025)

Illinois
(2/20/2025)

Iowa
(2/20/2025)

Michigan
(2/20/2025)

Montana
(2/20/2025)

New Jersey
(2/20/2025)

New Mexico
(2/20/2025)

New York
(2/20/2025)

North Carolina
(2/20/2025)

Ohio
(4/10/2025)

Oregon
(10/29/2025)

South Carolina
(4/15/2025)

South Dakota
(2/20/2025)

Texas
(2/20/2025)

IAR

Texas
(3/26/2025)

Virginia
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael P. Black

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Phillips Black's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

TITAN/VALUE EQUITIES GROUP, INC.

VALUE EQUITIES CORPORATION

VALUE EQUITIES CORPORATION

MAI SECURITIES CORPORATION

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/1995

Series 63

Date: 2/2/1983

SIE

Date: 10/1/2018

Series 7

Date: 1/15/1983

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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