Neil A. Rue

NEIL A RUE, CFA INVESTMENT ADVISOR

PORTLAND, OR

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CRD#: 1083271

Professional summary

Neil Allen Rue is a registered financial advisor currently at NEIL A RUE, CFA INVESTMENT ADVISOR located in Portland, Oregon.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Neil has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Allen Rue's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2024 - Present

NEIL A RUE, CFA INVESTMENT ADVISOR

RIA

CRD#: 331048

PORTLAND, OR

Past

July 23, 2015 - May 14, 2019

PENSION CONSULTING ALLIANCE, LLC

RIA

CRD#: 269864

PORTLAND, OR

Past

April 10, 2012 - December 19, 2016

PENSION CONSULTING ALLIANCE, INC.

RIA

CRD#: 143673

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

NEIL A RUE, CFA INVESTMENT ADVISOR

NEIL A RUE, CFA INVESTMENT ADVISOR | RUE, NEIL

CRD#: 331048 / SEC#: 801-130556

Oregon

Registered Investment Advisory firm - (7/1/2024 Approved)

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Contact information

Main Address

Portland, OR

Mailing Address

Phone number

(503) 539-6190

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 10,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neil A. Rue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Allen Rue's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEIL A RUE, CFA INVESTMENT ADVISOR

PENSION CONSULTING ALLIANCE, LLC

PENSION CONSULTING ALLIANCE, INC.

State Registrations and Notice Filings

Exams

Current Firm

NEIL A RUE, CFA INVESTMENT ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEIL A RUE, CFA INVESTMENT ADVISOR

TRUST BUT VERIFY

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