David A. Bender

SIEBERT ADVISORNXT.

Beverly Hills, CA 90212

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CRD#: 1083236

Professional summary

David Alan Bender is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Beverly Hills, California and MURIEL SIEBERT & CO., LLC located in Beverly Hills, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. David has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title OR Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Bender's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2017 - Present

SIEBERT ADVISORNXT, LLC.

Office #1: 9464 Wilshire Blvd, Beverly Hills, CA 90212

RIA

CRD#: 288572

Beverly Hills, CA

Current

March 28, 2017 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 190 North Cannon Drive Suite 200, Beverly Hills, CA 90210

CRD#: 5376

Beverly Hills, CA

Past

July 1, 2010 - December 31, 2017

STOCKCROSS FINANCIAL SERVICES, INC.

RIA

CRD#: 6670

BEVERLY HILLS, CA

Past

June 30, 2010 - January 2, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670

BEVERLY HILLS, CA

Past

December 9, 2009 - July 14, 2010

JESUP & LAMONT SECURITIES CORP

RIA

CRD#: 39056

BEVERLY HILLS, CA

Past

October 14, 2009 - July 14, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

BEVERLY HILLS, CA

Past

June 6, 2008 - September 25, 2009

MOORS & CABOT, INC.

CRD#: 594

BEVERLY HILLS, CA

Past

August 21, 2007 - September 25, 2009

MOORS & CABOT, INC.

RIA

CRD#: 594

BEVERLY HILLS, CA

Past

November 16, 2005 - June 20, 2008

MOORS & CABOT FINANCIAL ADVISORS, LLC

CRD#: 132798

BEVERLY HILLS, CA

Past

August 16, 2002 - August 21, 2006

MOORS & CABOT, INC.

CRD#: 594

BEVERLY HILLS, CA

Past

July 22, 2002 - September 6, 2002

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

March 27, 1998 - July 5, 2002

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

ENCINO, CA

Past

May 10, 1994 - July 5, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 8, 1991 - April 28, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 1, 1983 - December 21, 1990

M.L. STERN & CO., LLC.

CRD#: 8327

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/15/2017)

Arizona
(6/6/2017)

IAR

Arizona
(6/6/2025)

California
(3/28/2017)

IAR

California
(10/31/2017)

Colorado
(5/17/2017)

IAR

Colorado
(5/27/2025)

Connecticut
(10/24/2017)

District of Columbia
(10/24/2017)

Florida
(5/8/2017)

IAR

Florida
(6/2/2025)

Georgia
(5/5/2017)

Idaho
(5/5/2017)

Illinois
(5/8/2017)

IAR

Illinois
(7/2/2018)

Indiana
(8/20/2019)

Iowa
(10/25/2017)

Kansas
(11/30/2017)

Kentucky
(4/26/2018)

Louisiana
(3/14/2024)

Maryland
(10/26/2017)

Massachusetts
(2/13/2020)

Michigan
(8/28/2017)

Minnesota
(11/13/2017)

Mississippi
(10/24/2017)

Missouri
(12/1/2017)

Nebraska
(10/25/2017)

Nevada
(6/6/2022)

New Hampshire
(7/23/2018)

New Jersey
(12/18/2017)

IAR

New Jersey
(12/22/2017)

New York
(11/17/2017)

IAR

New York
(5/21/2025)

North Carolina
(1/10/2018)

Ohio
(10/26/2017)

Oklahoma
(5/8/2017)

IAR

Oklahoma
(5/22/2025)

Oregon
(1/11/2018)

IAR

Oregon
(6/3/2025)

Pennsylvania
(1/2/2018)

Rhode Island
(10/25/2017)

South Carolina
(10/25/2017)

South Dakota
(7/29/2022)

Texas
(5/15/2017)

IAR

Texas
(5/22/2025)

Utah
(4/8/2020)

Virginia
(11/1/2017)

Washington
(5/11/2017)

IAR

Washington
(5/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/30/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

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Contact information

Main Address

300 Vesey Street 5th Floor, New York, NY, 10282

Mailing Address

653 Collins Avenue, Miami Beach, FL 33139

Phone number

(800) 872-0444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	786
AUM (Assets Under Management)	$ 287,623,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Bender

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Bender's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURIEL SIEBERT & CO., LLC

STOCKCROSS FINANCIAL SERVICES, INC.

STOCKCROSS FINANCIAL SERVICES, INC.

JESUP & LAMONT SECURITIES CORP

JESUP & LAMONT SECURITIES CORP

MOORS & CABOT, INC.

MOORS & CABOT, INC.

MOORS & CABOT FINANCIAL ADVISORS, LLC

MOORS & CABOT, INC.

WEATHERLY SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

M.L. STERN & CO., LLC.

Primary Firm SEC Registration

SIEBERT ADVISORNXT, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2025

Series 63

Date: 4/30/1984

SIE

Date: 10/1/2018

Series 7

Date: 2/19/1983

FINRA

Nasdaq Stock Market

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIEBERT ADVISORNXT, LLC.

TRUST BUT VERIFY

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