William A. Pickering
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Andrew Pickering, who also goes by Bill Pickering, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1982. William had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 1991 - January 12, 2012
BRANDES INVESTMENT PARTNERS, LP
October 17, 1986 - April 17, 1991
JACK WHITE & COMPANY, INC.
February 20, 1986 - July 28, 1986
KENNEDY, CABOT & CO.
June 2, 1983 - January 31, 1986
EQUITY PROGRAMS CORPORATION
May 5, 1983 - June 23, 1983
FIRST LIBERTY SECURITIES, INC.
December 8, 1982 - September 17, 1984
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
BRANDES INVESTMENT PARTNERS, LP
CRD#: 105404 / SEC#: 801-24896
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRANDES INVESTMENT PARTNERS, LP
CRD#: 105404 / SEC#: 801-24896
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,588 |
| AUM (Assets Under Management) | $ 26,686,881,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
