Randall J. Schulman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Jay Schulman was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1987. Randall had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2009 - November 3, 2020
FIRST HEARTLAND CAPITAL, INC.
January 12, 2007 - January 2, 2009
INTEGRITY ALLIANCE, LLC.
October 1, 2002 - January 18, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
April 17, 1991 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
November 18, 1988 - March 25, 1991
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 1, 1988 - November 18, 1988
ROWLAND, SIMON & CO.
December 14, 1987 - February 1, 1988
I.M. SIMON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
