Robert E. Roethenmund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Emil Roethenmund was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 2 firms and has passed the Series 65, Series 63, Series 15, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2013 - November 29, 2016
INTER-NATION CAPITAL MANAGEMENT CORP.
December 21, 1982 - December 10, 1984
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Series 15
Date: 9/20/1984
Foreign Currency Options ExaminationCurrent Firm
INTER-NATION CAPITAL MANAGEMENT CORP.
CRD#: 165325 / SEC#:
Contact information
Red Flags
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