Timothy S. Obrien

BLAYLOCK VAN

Oakland, CA 94612

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CRD#: 1081893

Professional summary

Timothy Scott Obrien is a registered financial professional currently at BLAYLOCK VAN, LLC located in Oakland, California.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1983. Timothy has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Scott Obrien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2007 - Present

BLAYLOCK VAN, LLC

Office #1: 350 Frank H. Ogawa Plaza 10th Floor, Oakland, CA, 94612

CRD#: 145317

Oakland, CA

Past

March 19, 2004 - December 31, 2016

SPI STRATEGIES, LLC

RIA

CRD#: 130295

OAKLAND, CA

Past

December 3, 1998 - December 21, 2007

ROBERT VAN SECURITIES, INC.

CRD#: 29581

OAKLAND, CA

Past

August 22, 1995 - December 31, 1998

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

March 2, 1993 - March 8, 1994

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

August 6, 1992 - September 28, 1992

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

January 22, 1988 - April 17, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 19, 1983 - February 8, 1988

SUTRO & CO. INCORPORATED

CRD#: 801

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/21/2007)

New York
(5/5/2011)

Ohio
(1/7/2008)

Exams

State Security Law Exam

Series 63

Date: 4/19/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/15/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLAYLOCK VAN, LLC

BLAYLOCK BEAL VAN, LLC | BLAYLOCK VAN, LLC | BLAYLOCK ROBERT VAN, LLC

CRD#: 145317 / SEC#: 801-69136, 8-67721

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Lexington Avenue 10th Floor, Oakland, CA 94612

Mailing Address

600 Lexington Avenue 3rd Floor, New York, NY 10022

Phone number

(212) 715-6600

Established

California since 03/26/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ROBERT VAN SECURITIES, INC	SOLE VOTING MEMBER
BLAYLOCK & COMPANY, INC	NON-VOTING MEMBER
CIULLA, ALEXANDER JOHN	FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2635660
HOUGH, JERVIS BENNETT	BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER	4291302
KALISPEL TRIBAL ECONOMIC AUTHORITY	NON-VOTING MEMBER
SEAPORT GLOBAL SECURITIES LLC	SHAREHOLDER	116270
STANDIFER, ERIC VAN	MANAGER; CEO; GSP; MSP	1025776

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy S. Obrien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Scott Obrien's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPI STRATEGIES, LLC

ROBERT VAN SECURITIES, INC.

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

SUTRO & CO. INCORPORATED

MORGAN STANLEY DW INC.

SUTRO & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/1985

SIE

Date: 10/1/2018

Series 7

Date: 1/15/1983

Series 24

Date: 11/15/2000

FINRA

Current Firm

BLAYLOCK VAN, LLC

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BLAYLOCK VAN, LLC

TRUST BUT VERIFY

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