Harry L. Marmer

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Montgomery Village, MD

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CRD#: 1081781

Professional summary

Harry Lewis Marmer, AIF® is a registered financial advisor currently at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Montgomery Village, Maryland.

Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Harry has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) HARRY L. MARMER - INDEPENDENT INSURANCE BROKER - NON-VARIABLE INSURANCE - MONTGOMERY VILLAGE, MD - SINCE 01/1978 - INVESTMENT RELATED 2.) MARMER FINANCIAL SERVICES LLC - ASSOCIATE/OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - MONTGOMERY VILLAGE, MD - SINCE 11/2015 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Lewis Marmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Harry Lewis Marmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 20, 2004 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

Montgomery Village, MD

Current

April 6, 2004 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

Montgomery Village, MD

Past

November 1, 2002 - April 23, 2004

OSAIC FS, INC.

RIA

CRD#: 3870

MONTGOMERY VILLAGE, MD

Past

June 18, 2002 - October 30, 2002

OSAIC FS, INC.

RIA

CRD#: 3870

MONTGOMERY VILLAGE, MD

Past

January 5, 1990 - April 23, 2004

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

December 20, 1982 - December 31, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

December 20, 1982 - January 9, 1991

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804 / SEC#: 801-57198, 8-38485

RIA

Registered Investment Advisory firm - SEC (1/28/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/26/2024)

Arizona
(4/6/2004)

California
(8/23/2021)

Delaware
(8/11/2011)

District of Columbia
(4/6/2004)

Florida
(4/6/2004)

Georgia
(2/27/2006)

Illinois
(11/11/2005)

Maryland
(4/6/2004)

IAR

Maryland
(4/20/2004)

New Hampshire
(11/3/2021)

North Carolina
(4/6/2004)

Pennsylvania
(4/6/2004)

South Carolina
(11/3/2021)

Virginia
(4/6/2004)

Washington
(2/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2010

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/26/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/16/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/5/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804 / SEC#: 801-57198, 8-38485

RIA

Registered Investment Advisory firm - SEC (1/28/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258

Mailing Address

P.o. Box 5750, Scottsdale, AZ 85261-5750

Phone number

(480) 991-0225

Established

Arizona since 08/21/1987

Firm type

Partnership

Fiscal year end

December

Firm Size

Large

# of Employees

614

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

UNITED PLANNERS FINANCIAL SERVICES FORM ADV PART 2A - 8.23.2024 (3/24/2025)

Direct owners and executive officers

Name	Position	CRD#
UNITED PLANNERS' GROUP, INC.	GENERAL PARTNER
BAKER, MICHAEL A	PRESIDENT	4037933
BAKER, MICHAEL A	CHIEF EXECUTIVE OFFICE (CEO)	4037933
CUFFARI-AGASI, SHEILA JUNE	EXECUTIVE VICE PRESIDENT	2401020
HAUER, DAVE B	VICE PRESIDENT COMPLIANCE, CHIEF COMPLIANCE OFFICER	4018434
OLIVERIO, KENNETH WILLIAM JR	EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER	2957427
SHINDEL, CHAD TRAVIS	VICE PRESIDENT, CHIEF FINANCIAL OFFICER (CFO)	6232253

Regulatory assets under management

Total Number of Accounts	41,834
AUM (Assets Under Management)	$ 10,637,349,683

Disclosures

Regulatory Event	12
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Harry L. Marmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Lewis Marmer's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Harry Lewis Marmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

OSAIC FS, INC.

OSAIC FS, INC.

OSAIC FS, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/1994

Series 63

Date: 4/12/1990

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2010

Series 22

Date: 7/26/1984

Series 6

Date: 12/17/1982

Series 24

Date: 9/16/2010

Series 26

Date: 9/5/2000

FINRA

Current Firm

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

TRUST BUT VERIFY

Contact information

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