Gary P. Droz

CW ADVISORS

WYNNEWOOD, PA 19096

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CRD#: 1081511

Professional summary

Gary Paul Droz is a registered financial advisor currently at CW ADVISORS, LLC located in Wynnewood, Pennsylvania.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Gary has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LICENSED INSURANCE PRODUCER; NON INVESTMENT-RELATED; PITTSBURGH, PA; INSURANCE SALES; 05/1993; 10 HRS/MONTH; 10 HRS/MONTH DURING TRADING HOURS; IMPLEMENTATIONS OF INSURANCE RECOMMENDATIONS. 2) DROZ MANAGEMENT, LLC; INVESTMENT-RELATED; 4916 LIBERTY AVE, PITTSBURGH, PA 15224; SMALL APARTMENT BUILDINGS AND OFFICE; OWNER; 09/2023; 1 HR/MONTH; 1 HR/MONTH DURING TRADING HOURS; I RENT THE APARTMENTS AND COLLECT RENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Paul Droz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2023 - Present

CW ADVISORS, LLC

Office #1: 308 E Lancaster Ave 3rd Floor, Wynnewood, PA 19096

RIA

CRD#: 310873

WYNNEWOOD, PA

Past

March 28, 2016 - September 15, 2023

3ICO SECURITIES LLC

CRD#: 173648

Wynnewood, PA

Past

February 27, 2012 - December 31, 2013

CMS INVESTMENT RESOURCES, LLC

CRD#: 10102

WYNNEWOOD, PA

Past

January 17, 2012 - October 2, 2023

MAINLINE PRIVATE WEALTH, LLC

RIA

CRD#: 159295

WYNNEWOOD, PA

Past

June 1, 2000 - March 28, 2012

INNOVEST FINANCIAL MANAGEMENT INC

RIA

CRD#: 108794

PITTSBURGH, PA

Past

September 10, 1997 - May 25, 2000

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Past

August 29, 1997 - December 23, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

PITTSBURGH, PA

Past

July 10, 1996 - September 8, 1997

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

June 9, 1993 - January 24, 1997

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

September 5, 1989 - September 9, 1997

NEWEDGE SECURITIES, LLC

CRD#: 10674

PITTSBURGH, PA

Past

March 1, 1984 - November 3, 1988

INTEGRATED FINANCIAL CAPITAL CORPORATION

CRD#: 14410

Past

April 21, 1983 - October 7, 1983

NEWEDGE SECURITIES, LLC

CRD#: 10674

Past

December 7, 1982 - February 17, 1983

LPL ENTERPRISE, LLC

CRD#: 8733

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/6/1982

Direct Participation Programs Representative Examination

Current Firm

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

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Contact information

Main Address

155 Seaport Blvd 3rd Floor, Boston, MA 02210

Mailing Address

Phone number

(617) 428-7600

Established

Firm type

Fiscal year end

# of Employees

110

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CW ADVISORS WRAP FEE PROGRAM (9/9/2025)

CW ADVISORS ADV PART 2A (9/9/2025)

Regulatory assets under management

Total Number of Accounts	12,836
AUM (Assets Under Management)	$ 9,301,984,860

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
07/02/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gary P. Droz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Paul Droz's CRS (Customer Relationship Summary).

Certified licenses

Experience

3ICO SECURITIES LLC

CMS INVESTMENT RESOURCES, LLC

MAINLINE PRIVATE WEALTH, LLC

INNOVEST FINANCIAL MANAGEMENT INC

J. B. HANAUER & CO.

KESTRA INVESTMENT SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

1717 CAPITAL MANAGEMENT COMPANY

NEWEDGE SECURITIES, LLC

INTEGRATED FINANCIAL CAPITAL CORPORATION

NEWEDGE SECURITIES, LLC

LPL ENTERPRISE, LLC

Primary Firm SEC Registration

CW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1992

Series 63

Date: 1/7/1983

SIE

Date: 10/1/2018

Series 7

Date: 11/18/1989

Series 22

Date: 12/6/1982

Current Firm

CW ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CW ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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