Gregory J. Heher
Professional summary
Gregory Joseph Heher, who also goes by Greg Heher, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1982. Gregory has worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Joseph Heher's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2023 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017June 1, 2021 - May 19, 2023
STONEX FINANCIAL INC.
February 20, 2019 - May 19, 2021
DINOSAUR FINANCIAL GROUP, L.L.C
November 20, 2018 - November 27, 2018
BREAN CAPITAL, LLC
October 18, 2017 - November 30, 2018
HUNT FINANCIAL SECURITIES
April 8, 2016 - August 25, 2017
INSPEREX LLC
May 19, 2014 - March 31, 2016
SANTANDER US CAPITAL MARKETS LLC
May 5, 2011 - May 19, 2014
SANDLER, O'NEILL & PARTNERS, L.P.
July 9, 2009 - May 2, 2011
KEEFE, BRUYETTE & WOODS, INC.
August 3, 2007 - July 17, 2009
SANDLER, O'NEILL & PARTNERS, L.P.
February 21, 2006 - August 2, 2007
BNY CAPITAL MARKETS INC.
July 8, 2002 - December 2, 2005
KEEFE, BRUYETTE & WOODS, INC.
October 31, 2000 - July 9, 2002
R. SEELAUS & CO., LLC
November 11, 1999 - September 5, 2000
CELADON FINANCIAL GROUP LLC
August 18, 1994 - May 20, 1999
J.P. MORGAN SECURITIES LLC
March 19, 1992 - July 26, 1994
KIDDER, PEABODY & CO. INCORPORATED
December 21, 1982 - March 19, 1992
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2023)
(5/19/2023)
Exams
FINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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