Kevin K. Keady
Professional summary
Kevin Kennedy Keady is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1984. Kevin has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Kennedy Keady's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2015 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601September 13, 2013 - September 21, 2015
MORGAN JOSEPH TRIARTISAN LLC
July 2, 2012 - September 11, 2013
VIRTU AMERICAS LLC
January 3, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 10, 2006 - January 3, 2011
KNIGHT CAPITAL MARKETS LLC
March 3, 2003 - December 15, 2004
FORESIDE FUND SERVICES, LLC
June 16, 2000 - September 14, 2000
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
March 1, 1996 - February 19, 1999
SWISS AMERICAN SECURITIES INC.
March 2, 1990 - May 18, 1995
CREDIT SUISSE SECURITIES (USA) LLC
February 2, 1988 - February 24, 1990
DB ALEX. BROWN LLC
March 22, 1984 - December 10, 1987
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/27/2019)
(9/22/2015)
(11/1/2018)
(7/12/2016)
(10/9/2017)
(9/22/2015)
(1/3/2020)
(7/12/2016)
(11/26/2019)
Exams
FINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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