Thomas J. Lonzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Lonzo, who also goes by Tom Lonzo, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2016 - September 25, 2021
SASSER INVESTMENT MANAGEMENT, INC.
November 6, 2008 - September 17, 2010
FISHER INVESTMENTS
April 1, 2008 - September 2, 2008
BRIGHT TRADING, LLC
December 3, 1990 - October 1, 1998
OSCAR GRUSS & SON INCORPORATED
November 23, 1987 - December 18, 1990
LABRANCHE FINANCIAL SERVICES, LLC
September 22, 1987 - November 5, 1987
BOYE HOLDINGS INC.
Primary Firm SEC Registration
SASSER INVESTMENT MANAGEMENT, INC.
CRD#: 110886 / SEC#: 801-121873
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SASSER INVESTMENT MANAGEMENT, INC.
CRD#: 110886 / SEC#: 801-121873
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 110,545,979 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
