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CH

Chris B. Harrell

OAK HARBOR WEALTH PARTNERS
Raleigh, NC 27612
Some features on this profile are disabled
CRD#: 1080957
CH

Professional summary

Chris Brattain Harrell, AIF® is a registered financial advisor currently at OAK HARBOR WEALTH PARTNERS, LLC located in Raleigh, North Carolina.

Chris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Chris has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris Brattain Harrell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

October 1, 2021 - Present

OAK HARBOR WEALTH PARTNERS, LLC

Office #1: 3101 Glenwood Avenue Suite 102, Raleigh, NC 27612
RIA
CRD#: 311528
Raleigh, NC
Past

February 13, 2013 - October 29, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
RALEIGH, NC
Past

February 13, 2013 - October 29, 2021

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
RALEIGH, NC
Past

December 31, 2001 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
RALEIGH, NC
Past

October 3, 1994 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
RALEIGH, NC
Past

April 19, 1983 - October 3, 1994

J. LEE PEELER & COMPANY, INC.

BD
CRD#: 2999
DURHAM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OH
OAK HARBOR WEALTH PARTNERS, LLC
OAK HARBOR WEALTH PARTNERS, LLC | SPORTING WEALTH PARTNERS

CRD#: 311528 / SEC#: 801-122270

RIA
Registered Investment Advisory firm - (9/3/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/1/2021)
IAR
Texas
(1/28/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/2/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/19/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/28/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/28/2024
General Securities Principal Examination

Current Firm

OH
OAK HARBOR WEALTH PARTNERS, LLC
OAK HARBOR WEALTH PARTNERS, LLC | SPORTING WEALTH PARTNERS

CRD#: 311528 / SEC#: 801-122270

RIA
Registered Investment Advisory firm - (9/3/2021 Approved)
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Contact information

Main Address
3101 Glenwood Avenue Suite 102, Raleigh, NC 27612
Mailing Address
Phone number
(919) 800-0705
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OHW ADV AA 2A 3.27.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts1,480
AUM (Assets Under Management)$ 623,140,608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAK HARBOR WEALTH PARTNERS, LLC

CRD#: 311528Raleigh, NC 27612

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