Leslie J. Berardino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie James Berardino, who also goes by Les Berardino, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1984. Leslie had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2013 - May 20, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
May 4, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 4, 2005 - May 20, 2015
MSI FINANCIAL SERVICES, INC.
October 28, 2004 - August 8, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
January 17, 2001 - November 1, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 23, 1998 - October 9, 2000
TRANSAMERICA CAPITAL, LLC
May 17, 1990 - July 24, 1998
WALNUT STREET SECURITIES, INC.
September 24, 1985 - July 15, 1989
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 25, 1984 - September 3, 1985
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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