William E. Stoddart

M HOLDINGS SECURITIES

Prairie Village, KS 66208

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CRD#: 1080506

Professional summary

William Edward Stoddart, who also goes by Bill Stoddart, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Prairie Village, Kansas.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. William has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Stoddart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WES LLC; 2413 WEST 123RD TERRACE, LEAWOOD, KS 66209; 01/2019; OWNER; RECEIVES COMMISSIONS PAID FROM MCINNES GROUP; INVESTMENT RELATED; 10 HOURS/MONTH; 10 HOURS/MONTH DURING BUSINESS HOURS; COMMISSIONS. 2) MCINNES GROUP INC; 3500 W 75TH, SUITE 200, PRAIRIE VILLAGE KS 66208; INSURANCE; INVESTMENT RELATED; VP OF FINANCIAL SERVICES; INSURANCE SALES, ASSISTING OTHER PRODUCERS IN INSURANCE SALES; 3/15/2015; 160 HOURS PER MONTH; 160 HOURS PER MONTH DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Stoddart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view William Edward Stoddart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2019 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 3500 W. 75th Street Suite 200, Prairie Village, KS 66208

RIA

CRD#: 43285

Prairie Village, KS

Current

August 1, 2016 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 3500 W. 75th Street Suite 200, Prairie Village, KS 66208

RIA

CRD#: 43285

Prairie Village, KS

Past

July 6, 2015 - August 12, 2016

LPL FINANCIAL LLC

CRD#: 6413

FAIRWAY, KS

Past

January 6, 2014 - April 14, 2015

M HOLDINGS SECURITIES, INC.

CRD#: 43285

OVERLAND PARK, KS

Past

April 27, 2010 - January 7, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

OVERLAND PARK, KS

Past

January 3, 2005 - April 19, 2010

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

OVERLAND PARK, KS

Past

May 21, 1997 - December 31, 2005

MUTUAL SERVICE CORPORATION

CRD#: 4806

OVERLAND PARK, KS

Past

March 8, 1996 - August 7, 1997

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

February 8, 1996 - June 4, 1997

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 22, 1994 - February 12, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 24, 1990 - November 8, 1994

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

April 1, 1989 - October 3, 1990

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

September 18, 1986 - September 19, 1988

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 11, 1983 - March 29, 1989

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M HOLDINGS SECURITIES, INC.

CRD#: 43285 / SEC#: 801-57304, 8-50214

RIA

Registered Investment Advisory firm - SEC (3/14/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(10/16/2025)

Kansas
(8/1/2016)

IAR

Kansas
(7/15/2019)

Missouri
(8/1/2016)

South Dakota
(8/29/2018)

Texas
(8/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/10/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/2/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

M HOLDINGS SECURITIES, INC.

CRD#: 43285 / SEC#: 801-57304, 8-50214

RIA

Registered Investment Advisory firm - SEC (3/14/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1125 N.w. Couch Street Suite 900, Portland, OR 97209

Mailing Address

P.o. Box 2207, Portland, OR 97208-2207

Phone number

(888) 520-6784

Established

Oregon since 03/21/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

1,442

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

M HOLDINGS SECURITIES, INC. FORM 2A ADV FIRM BROCHURE (10/2/2025)

WEALTHPURSUIT WRAP FEE PROGRAMS BROCHURE (10/2/2025)

Direct owners and executive officers

Name	Position	CRD#
M FINANCIAL HOLDINGS INCORPORATED	EQUITY OWNER
HANEY-JACKSON, LAURA ELIZABETH	VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER	4771801
LUDWIG, STEVEN CHARLES	CHIEF COMPLIANCE OFFICER	2440911
ROGERS, MARIA RENEE	PRINCIPAL FINANCIAL OFFICER	2442526
SCHOONMAKER, MICHAEL SKI	CHIEF EXECUTIVE OFFICER	2408456

Regulatory assets under management

Total Number of Accounts	8,234
AUM (Assets Under Management)	$ 4,078,516,284

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/10/2025	Cover Page	Report
11/13/2024	Cover Page	Report
08/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William E. Stoddart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Stoddart's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view William Edward Stoddart's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

LPL FINANCIAL LLC

M HOLDINGS SECURITIES, INC.

KESTRA INVESTMENT SERVICES, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

MUTUAL SERVICE CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

FSC SECURITIES CORPORATION

WALNUT STREET SECURITIES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

NEW ENGLAND SECURITIES

VOYA FINANCIAL ADVISORS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

M HOLDINGS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2019

Series 63

Date: 2/10/1983

SIE

Date: 10/1/2018

Series 7

Date: 12/12/2000

Series 6

Date: 3/10/1983

Series 24

Date: 10/2/2001

FINRA

Current Firm

M HOLDINGS SECURITIES, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

M HOLDINGS SECURITIES, INC.

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