William C. Prewitt

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CRD#: 1080362

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Chandler Prewitt, CFP® was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2006. William had worked at 1 firm .

Biography

Our Values
 
·       Fiduciary: act in your best interests all the time.
 
·       Fee-Only: transparent compensation that minimizes conflicts of interest.
 
·       Comprehensive: a bird's eye view that matches your money to today’s goals.
 
·       Disciplined:  we make trades for you even when markets make it uncomfortable.
 
·       Network: a skilled cadre of community professionals to help implement your plan.
 
                NAPFA Start Date
                June 01, 1985
            
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Question & Answer

What are your service offerings?

Tax Planning

Elder Care

Comprehensive Financial Planni...

Investment Planning

Insurance Planning

Business Succession Planning

Employee and Employer Plan Ben...

Social Security Planning

Retirement Planning

Estate Planning

Education Planning

Do you have an area of expertise or specialization?

Estate & Generational Planning...

High Net Worth Client Needs

Medical Professionals

Retirement Plan Investment Adv...

Women's Financial Planning Iss...

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Past

July 13, 2006 - January 16, 2025

CHARLESTON FINANCIAL ADVISORS, LLC

RIA

CRD#: 137536

CHARLESTON, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHARLESTON FINANCIAL ADVISORS, LLC

CRD#: 137536 / SEC#: 801-107090

RIA

Registered Investment Advisory firm - (1/4/2016 Approved)

South Carolina

Registered Investment Advisory firm - (1/14/2016 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CHARLESTON FINANCIAL ADVISORS, LLC

CRD#: 137536 / SEC#: 801-107090

RIA

Registered Investment Advisory firm - (1/4/2016 Approved)

South Carolina

Registered Investment Advisory firm - (1/14/2016 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2016 Terminated)

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Contact information

Main Address

4 North Atlantic Wharf Suite 200, Charleston, SC 29401-2168

Mailing Address

Phone number

(843) 722-3331

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B EDUCATION AND BACKGROUND (3/18/2025)

ADV PART 2A DISCLOSURE DOCUMENT (3/18/2025)

Regulatory assets under management

Total Number of Accounts	605
AUM (Assets Under Management)	$ 233,522,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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William C. Prewitt

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARLESTON FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

CHARLESTON FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

CHARLESTON FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHARLESTON FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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