David L. Harreld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lauren Harreld was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 9 firms and has passed the Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - November 1, 2024
GROVE POINT ADVISORS, LLC
July 28, 2015 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
March 14, 1997 - November 1, 2024
GROVE POINT INVESTMENTS, LLC
December 17, 1996 - March 18, 1997
IFG NETWORK SECURITIES, INC.
October 25, 1989 - December 20, 1996
BUCKHEAD FINANCIAL CORPORATION
November 17, 1987 - November 10, 1989
BERACHAH SECURITIES CORPORATION
January 12, 1987 - November 18, 1987
STONEX SECURITIES INC.
July 17, 1986 - January 28, 1987
PLANVEST CAPITAL CORPORATION
October 3, 1985 - August 12, 1986
PILOT FINANCIAL SERVICES, INC.
December 21, 1982 - October 15, 1985
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/23/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
