Riley J. Kelly

WEALTH LEGACY GROUP

San Diego, CA 92123

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CRD#: 1080259

Professional summary

Riley James Kelly, ChFC®, CLU®, who also goes by R J Kelly, Riley James Kelly Jr., is a registered financial advisor currently at WEALTH LEGACY GROUP, INC. located in San Diego, California.

Riley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Riley has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R J Kelly | Riley James Kelly Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. R. J. Kelly Financial & Insurance Services, San Diego, CA, beginning 01/2006. Title: Owner/Insurance Agent; Licensed to sell life and health insurance. He devotes 20% - 35% of his time on this endeavor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riley James Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 19, 2008 - Present

WEALTH LEGACY GROUP, INC.

Office #1: 4540 Kearny Villa Road Suite 114, San Diego, CA 92123

RIA

CRD#: 145705

San Diego, CA

Past

July 8, 2002 - April 20, 2006

OSAIC FA, INC.

RIA

CRD#: 3978

LAJOLLA, CA

Past

July 8, 2002 - April 20, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

July 8, 2002 - April 20, 2006

OSAIC FA, INC.

CRD#: 3978

LAJOLLA, CA

Past

December 16, 1997 - June 17, 2002

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

SAN DIEGO, CA

Past

April 16, 1997 - June 17, 2002

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

August 1, 1995 - April 16, 1997

LAGUNA SECURITIES, INC.

CRD#: 37547

NEWPORT BEACH, CA

Past

February 28, 1992 - September 15, 1997

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

September 15, 1989 - December 31, 1991

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

December 15, 1988 - August 1, 1995

WEALTH RESOURCE CAPITAL CORPORATION

CRD#: 10367

NEWPORT BEACH, CA

Past

August 7, 1986 - September 9, 1988

MONARCH SECURITIES, INC.

CRD#: 2809

Past

September 13, 1984 - December 12, 1988

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Past

December 15, 1982 - March 25, 1985

CENTURY INVESTORS OF AMERICA, INC.

CRD#: 5322

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/19/2008)

IAR

Texas
(3/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/14/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/21/1997

General Securities Principal Examination

Current Firm

WEALTH LEGACY GROUP, INC.

CRD#: 145705 / SEC#:

California

Registered Investment Advisory firm - (2/19/2008 Approved)

Nevada

Registered Investment Advisory firm - (12/31/2013 Terminated)

Texas

Registered Investment Advisory firm - (3/8/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4540 Kearny Villa Road Suite 114, San Diego, CA 92123

Mailing Address

Phone number

(858) 569-0633

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 88,605,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Riley J. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riley James Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

LAGUNA SECURITIES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

MUTUAL SERVICE CORPORATION

WEALTH RESOURCE CAPITAL CORPORATION

MONARCH SECURITIES, INC.

JOHN HANCOCK DISTRIBUTORS LLC

CENTURY INVESTORS OF AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1999

Series 63

Date: 12/14/1982

Series 7

Date: 7/20/1985

Series 6

Date: 12/14/1982

Series 24

Date: 7/21/1997

Current Firm

WEALTH LEGACY GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH LEGACY GROUP, INC.

TRUST BUT VERIFY

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