Timothy L. Tabor

ARNHOLD LLC

NEW YORK, NY 10019

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CRD#: 1079602

Professional summary

Timothy Lee Tabor, who also goes by Tim Tabor, is a registered financial advisor currently at ARNHOLD LLC located in New York, New York.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Timothy has worked at 5 firms and has passed the SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Tabor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ARNHOLD FUNDS GP LLC. INVESTMENT-RELATED. C/O ARNHOLD LLC, 1370 AVE OF THE AMERICAS FL 31, NEW YORK, NY 10019. GENERAL PARTNER OF INVESTMENT COMPANY. MANAGING DIRECTOR. FEBRUARY 1, 2018. 2 HOURS PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS. OPERATIONS, FINANCE. (2) ARNHOLD MANAGEMENT LLC. INVESTMENT-RELATED. C/O ARNHOLD LLC, 1370 AVE OF THE AMERICAS FL 31, NEW YORK, NY 10019. MANAGING MEMBER OF INVESTMENT ADVISORY FIRM. AGENT. FEBRUARY 1, 2018. 2 HOURS PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS. OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Lee Tabor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2021 - Present

ARNHOLD LLC

Office #1: 1370 Avenue Of The Americas Fl 31, New York, NY 10019

RIA

CRD#: 290117

NEW YORK, NY

Past

December 9, 2002 - February 5, 2018

FEF DISTRIBUTORS, LLC

CRD#: 46585

NEW YORK, NY

Past

November 11, 2002 - December 9, 2002

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101

NEW YORK, NY

Past

July 2, 1986 - March 17, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

November 24, 1982 - April 7, 1986

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARNHOLD LLC

ARNHOLD LLC | ARNHOLD, LP | ARNHOLD LP

CRD#: 290117 / SEC#: 801-112065

RIA

Registered Investment Advisory firm - (11/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 2/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2002

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/22/1983

National Commodity Futures Examination

Current Firm

ARNHOLD LLC

ARNHOLD LLC | ARNHOLD, LP | ARNHOLD LP

CRD#: 290117 / SEC#: 801-112065

RIA

Registered Investment Advisory firm - (11/24/2017 Approved)

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Contact information

Main Address

1370 Avenue Of The Americas 31st Floor, New York, NY 10019-4602

Mailing Address

Phone number

(212) 651-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/27/2025)

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 5,238,706,885

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Timothy L. Tabor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Lee Tabor's CRS (Customer Relationship Summary).

Certified licenses

Experience

FEF DISTRIBUTORS, LLC

NATIXIS SECURITIES AMERICAS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

ARNHOLD LLC

State Registrations and Notice Filings

Exams

SIE

Date: 2/5/2018

Series 7

Date: 11/8/2002

Series 3

Date: 3/22/1983

Current Firm

ARNHOLD LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARNHOLD LLC

TRUST BUT VERIFY

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