Donald J. Settina

KESTRA ADVISORY SERVICES

Bonita Springs, FL

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CRD#: 1079154

Professional summary

Donald Jay Settina, CFP®, who also goes by Donald Day Settina, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bonita Springs, Florida and KESTRA INVESTMENT SERVICES, LLC located in Bonita Springs, Florida.

Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Donald has worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald Day Settina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFEPRO FINANCIAL SERVICES POSITION: Insurance advisor NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 06/01/2020 ADDRESS: 2652 HIDDEN VALLEY DR, PITTSBURGH PA 15241, United States DESCRIPTION: Make recommendations for life insurance as it pertains to our financial plan and help with design and underwriting of the policies through LifePro RETIRERIGHT FINANCIAL PLANNING POSITION: Executive benefit Consultant and Insurance Specialist NATURE: Registered Rep Activities through Kestra Investment Services, Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2022 ADDRESS: 2652 HIDDEN VALLEY DR, PITTSBURGH PA 15241, United States DESCRIPTION: Meet with clients, proceed with financial planning process and make recommendations. EXCELLENT VENTURES, INC POSITION: Executive benefit Consultant and Insurance Specialist NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2020 ADDRESS: 2652 HIDDEN VALLEY DR, PITTSBURGH PA 15241, United States DESCRIPTION: Meet with clients, proceed with financial planning process and make recommendations. KESTRA ADVISORY SERVICES POSITION: Executive benefit Consultant and Insurance Specialist NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/19/2022 ADDRESS: 2652 HIDDEN VALLEY DR, PITTSBURGH PA 15241, United States DESCRIPTION: Focus on the insurance side of business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Jay Settina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 24, 2022 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 1370 Washington Pike Suite 404, Bridgeville, PA 15017

RIA

CRD#: 283330

Bonita Springs, FL

Current

May 24, 2022 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #2: 1370 Washington Pike Suite 404, Bridgeville, PA 15017

CRD#: 42046

Bonita Springs, FL

Past

November 30, 2010 - June 9, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

PITTSBURGH, PA

Past

November 30, 2010 - June 9, 2022

LPL FINANCIAL LLC

CRD#: 6413

PITTSBURGH, PA

Past

March 24, 2009 - November 30, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

PITTSBURGH, PA

Past

March 24, 2009 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

PITTSBURGH, PA

Past

January 14, 2003 - September 1, 2009

DON SETTINA, INC.

RIA

CRD#: 122881

PITTSBURGH, PA

Past

July 8, 2002 - March 31, 2009

OSAIC WEALTH, INC.

RIA

CRD#: 23131

PITTSBURGH, PA

Past

November 19, 1989 - March 31, 2009

OSAIC WEALTH, INC.

CRD#: 23131

PITTSBURGH, PA

Past

January 21, 1987 - February 10, 1987

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

Past

January 19, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 22, 1984 - February 2, 1987

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

Past

November 17, 1983 - March 5, 1984

EQUITY SERVICES, INC.

CRD#: 265

Past

December 9, 1982 - November 23, 1983

FINANCIAL ESTATE PLANNING, INC.

CRD#: 287

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/3/2022)

IAR

Florida
(6/10/2022)

Georgia
(5/24/2022)

Illinois
(5/24/2022)

Kentucky
(5/24/2022)

Massachusetts
(5/25/2022)

Ohio
(5/24/2022)

IAR

Pennsylvania
(5/24/2022)

Pennsylvania
(6/10/2022)

Texas
(5/24/2022)

Utah
(5/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/10/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/24/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/20/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald J. Settina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Jay Settina's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

DON SETTINA, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

HORNOR, TOWNSEND & KENT, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

JANNEY MONTGOMERY SCOTT LLC

EQUITY SERVICES, INC.

FINANCIAL ESTATE PLANNING, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/10/1983

SIE

Date: 10/1/2018

Series 7

Date: 11/20/1982

Series 51

Date: 3/24/2003

Series 24

Date: 12/20/2002

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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