GP
Gregory A. Peters
CETERA INVESTMENT ADVISERS LLC
WALNUT, CA 94597
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CRD#: 1079119
GP
Professional summary
Gregory Alan Peters, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Walnut, California and CETERA WEALTH SERVICES, LLC located in Walnut Creek, California.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gregory has worked at 9 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VARIOUS FIXED INSURANCE COMPANIES,
REPRESENTATIVE OFFERS FIXED INSURANCE PRODUCTS,
LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE;
2. NAME OF OTHER BUSINESS: BUSINESS ENTERPRISE INSTITUTE,
INVESTMENT RELATED: YES,
ADDRESS: 3732 MT DIABLO BLVD SUITE 286 LAFAYETTE, CA 94549,
NATURE OF BUSINESS: EXIT PLANNING STRATEGIES,
POSITION: REPRESENTATIVE,
START DATE: 01/2009,
APX 12 PER MONTH, CAN VARY DEPENDANT ON VOLUME,
BRIEF DESCRIPTION OF DUTIES: HELPING BUSINESS OWNERS WITH THE PROCESS OF CLOSING OR TRANSFERRING THEIR BUSINESS IN THE MOST TAX AND FINANCIALLY EFFICIENT MANNER;
3. LAFAYETTE SQUARE FINANCIAL ADVISORS, INC.,
INVESTMENT RELATED,
SAME AS REGISTERED ADDRESS,
DBA NAME FOR FINANCIAL ADVISORY,
START 1985,
50HRS/WK (32.5 TRADING HOURS),
REGISTERED PRINCIPAL, PRESIDENT, & CEO;
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Alan Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2950 Camino Diablo Ste 220, Walnut, CA 94597RIA
CRD#: 105644
WALNUT, CA
Current
June 4, 2008 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2950 Camino Diablo Ste 220, Walnut Creek, CA 94597-3978BD
CRD#: 13572
Walnut Creek, CA
Past
June 5, 2008 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 14, 2001 - June 12, 2008
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
RIA
CRD#: 104790
LAFAYETTE, CA
Past
March 28, 1996 - June 6, 2008
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
LAFAYETTE, CA
Past
January 15, 1990 - April 1, 1996
PORTSMOUTH FINANCIAL SERVICES
BD
CRD#: 13980
SAN FRANCISCO, CA
Past
April 29, 1988 - January 27, 1990
SUTRO & CO. INCORPORATED
BD
CRD#: 801
SAN FRANCISCO, CA
Past
January 14, 1987 - May 12, 1988
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
April 28, 1986 - March 5, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
January 19, 1983 - May 1, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
BD
CRD#: 7323
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/19/2017)
RR
California(6/4/2008)
IAR
California(6/29/2023)
RR
Colorado(5/13/2021)
RR
Florida(12/6/2022)
RR
Georgia(12/12/2019)
RR
Hawaii(5/13/2021)
RR
Idaho(8/9/2016)
RR
Massachusetts(4/8/2024)
RR
Missouri(3/26/2020)
RR
Montana(6/28/2021)
RR
Nebraska(5/14/2021)
RR
Nevada(8/3/2016)
RR
New Mexico(4/14/2014)
RR
New York(6/4/2008)
RR
Ohio(4/19/2017)
RR
Oregon(11/21/2008)
RR
Tennessee(2/7/2024)
RR
Texas(5/13/2021)
IAR
Texas(6/29/2023)
RR
Washington(6/4/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 6/30/1983
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Walnut, CA 94597TRUST BUT VERIFY
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