Jean M. Horsting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Marie Horsting, who also goes by Jean Marie Kozinski, Jean M Landa, Jean Marie Landa, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1986. Jean had worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2017 - February 6, 2024
THE HUNTINGTON INVESTMENT COMPANY
December 19, 2017 - February 6, 2024
THE HUNTINGTON INVESTMENT COMPANY
March 10, 2014 - November 13, 2017
FIFTH THIRD SECURITIES, INC.
March 10, 2014 - November 13, 2017
FIFTH THIRD SECURITIES, INC.
October 17, 2011 - December 26, 2013
LPL FINANCIAL LLC
October 14, 2011 - December 26, 2013
LPL FINANCIAL LLC
May 19, 2009 - October 3, 2011
PNC WEALTH MANAGEMENT LLC
May 19, 2009 - October 3, 2011
PNC WEALTH MANAGEMENT LLC
August 28, 2008 - May 7, 2009
NATCITY INVESTMENTS, INC.
October 14, 2005 - May 7, 2009
NATCITY INVESTMENTS, INC.
May 13, 2002 - October 20, 2005
SECURITIES AMERICA, INC.
November 29, 2001 - May 20, 2002
RBC CAPITAL MARKETS, LLC
July 10, 2000 - December 11, 2001
PIPER SANDLER & CO.
June 11, 1997 - July 13, 2000
SUNAMERICA SECURITIES, INC.
February 3, 1996 - June 6, 1997
AEGON USA SECURITIES INC.
December 4, 1992 - February 21, 1995
BANC ONE SECURITIES CORPORATION
March 8, 1990 - September 6, 1991
GKB, INC.
February 6, 1990 - March 19, 1990
DBLKM INC.
October 7, 1988 - October 12, 1989
PIPER SANDLER & CO.
February 25, 1987 - March 26, 1988
CITIGROUP GLOBAL MARKETS INC.
February 19, 1986 - December 2, 1986
ENGLER-BUDD & COMPANY INC.
Primary Firm SEC Registration
THE HUNTINGTON INVESTMENT COMPANY
CRD#: 16986 / SEC#: 801-58015, 8-34867
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE HUNTINGTON INVESTMENT COMPANY
CRD#: 16986 / SEC#: 801-58015, 8-34867
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
