Roxanne K. Murphy
Professional summary
Roxanne K Murphy, who also goes by Roxanne Kay Gage Busboom, Roxanne K Busboom Krzycki, Roxanne Busboom Krzycki, is a registered financial professional currently at CENTAURUS FINANCIAL, INC. located in Columbus, Nebraska.
Roxanne is registered as a RR (Registered Representative) and started their career in finance in 1982. Roxanne has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roxanne K Murphy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2005 - Present
CENTAURUS FINANCIAL, INC.
May 19, 1992 - April 29, 2005
SUNAMERICA SECURITIES, INC.
September 7, 1988 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 19, 1984 - September 7, 1988
INVEST FINANCIAL CORPORATION
February 1, 1983 - November 21, 1984
UBS FINANCIAL SERVICES INC.
December 22, 1982 - December 19, 1983
FIRST MID-AMERICA INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2005)
(4/26/2005)
(4/26/2005)
(4/26/2005)
(9/23/2005)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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