Joseph L. Cannava

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CRD#: 1077072

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Louis Cannava JR, who also goes by Joe Cannava, Joseph Louis Jr Cannava, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1982. Joseph had worked at 9 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Cannava | Joseph Louis Jr Cannava

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 25, 2014 - December 19, 2017

NOBLE WEALTH MANAGEMENT, INC.

RIA

CRD#: 169963

ALISO VIEJO, CA

Past

October 14, 2011 - December 31, 2015

JOSEPH L. CANNAVA

RIA

CRD#: 113462

IRVINE, CA

Past

September 13, 2007 - October 11, 2011

BAKER JENSEN INVESTMENT ADVISORS, LLC

RIA

CRD#: 115086

SAN JUAN CAPISTRANO, CA

Past

November 2, 2005 - September 2, 2014

FINANCIAL TELESIS INC

CRD#: 31012

MISSION VIEJO, CA

Past

July 9, 2004 - September 23, 2007

WMM FINANCIAL & INSURANCE SERVICES, LLC

RIA

CRD#: 131749

SANTA ANNA, CA

Past

December 1, 1997 - November 16, 2004

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

SANTA ANA, CA

Past

February 25, 1986 - November 2, 2005

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

January 27, 1984 - March 10, 1986

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

Past

April 21, 1983 - February 9, 1984

GREATER PACIFIC SECURITIES,INC.

CRD#: 10488

Past

December 20, 1982 - May 9, 1983

PETERSON, DIEHL & COMPANY, INC.

CRD#: 7629

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOBLE WEALTH MANAGEMENT, INC.

AJ SCHRYER FINANCIAL SERVICES, INC. | NOBLE WEALTH MANAGEMENT, INC.

CRD#: 169963 / SEC#: 801-108555

RIA

Registered Investment Advisory firm - (10/24/2016 Approved)

California

Registered Investment Advisory firm - (12/9/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/9/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/17/1982

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/13/1998

General Securities Principal Examination

Current Firm

NOBLE WEALTH MANAGEMENT, INC.

AJ SCHRYER FINANCIAL SERVICES, INC. | NOBLE WEALTH MANAGEMENT, INC.

CRD#: 169963 / SEC#: 801-108555

RIA

Registered Investment Advisory firm - (10/24/2016 Approved)

California

Registered Investment Advisory firm - (12/9/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/9/2016 Terminated)

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Contact information

Main Address

4299 Macarthur Blvd. Suite 100, Newport Beach, CA 92660

Mailing Address

Phone number

(888) 272-2008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NOBLE FORM ADV PART 2A OTA AMENDMENT 07152025 (7/15/2025)

Regulatory assets under management

Total Number of Accounts	660
AUM (Assets Under Management)	$ 212,887,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph L. Cannava

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JOSEPH L. CANNAVA

BAKER JENSEN INVESTMENT ADVISORS, LLC

FINANCIAL TELESIS INC

WMM FINANCIAL & INSURANCE SERVICES, LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

GREATER PACIFIC SECURITIES,INC.

PETERSON, DIEHL & COMPANY, INC.

Primary Firm SEC Registration

NOBLE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/1/1996

Series 7

Date: 12/17/1983

Series 22

Date: 12/17/1982

Series 24

Date: 4/13/1998

Current Firm

NOBLE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOBLE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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