David Alan Beckerman
Professional Summary
David Alan Beckerman is a registered financial advisor currently at DAVID LERNER ASSOCIATES, INC. located in Westport, Connecticut. David is registered as a RR (Registered Representative) and started their career in finance in 1982. David has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
DAVID LERNER ASSOCIATES, INC.
Contact Information
Main Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006Mailing Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006Phone Number
(516) 921-4200Established
New York since 11/06/1975Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
24Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/25/2009)
(1/14/2011)
(5/22/2003)
(10/6/1988)
(7/1/1991)
(3/16/2021)
(12/12/2022)
(2/1/2022)
(11/22/2006)
(2/20/2003)
(8/24/2006)
(1/8/2025)
(3/15/2021)
(11/9/2000)
(10/6/1988)
(6/27/1996)
(5/4/2022)
(4/26/2007)
(3/18/2021)
(8/28/2015)
(7/29/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Aug 1983About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1982About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Alan Beckerman's CRS (Customer Relationship Summary).
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