David A. Beckerman
Professional summary
David Alan Beckerman is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Westport, Connecticut.
David is registered as a RR (Registered Representative) and started their career in finance in 1982. David has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Alan Beckerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 1988 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 1221 Post Road, Westport, CT 06880November 24, 1982 - July 6, 1984
AMERICAN EXPRESS FINANCIAL CORPORATION
November 24, 1982 - July 6, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2009)
(1/14/2011)
(5/22/2003)
(10/6/1988)
(7/1/1991)
(3/16/2021)
(12/12/2022)
(2/1/2022)
(11/22/2006)
(2/20/2003)
(8/24/2006)
(1/8/2025)
(3/15/2021)
(11/9/2000)
(10/6/1988)
(6/27/1996)
(5/4/2022)
(4/26/2007)
(3/18/2021)
(8/28/2015)
(7/29/2016)
Exams
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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Company Information
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397Westport, CT 06880TRUST BUT VERIFY
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