Kathleen B. Roman
Professional summary
Kathleen Boyle Roman, who also goes by Kathleen Mary Boyle, Kathleen Boyle Fecho, Kathleen B Roman, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2014. Kathleen has worked at 1 firm and has passed the Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Boyle Roman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2014 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/11/2019
General Securities Representative ExaminationFINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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