Kent S. Greenway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Sheridan Greenway was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1983. Kent had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2003 - January 2, 2014
GROVE POINT INVESTMENTS, LLC
July 8, 1998 - December 31, 2013
GROVE POINT INVESTMENTS, LLC
October 22, 1997 - June 17, 1998
NORTHEAST SECURITIES, LLC
September 29, 1986 - November 5, 1997
GROVE POINT INVESTMENTS, LLC
February 1, 1983 - September 17, 1986
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
