Patricia L. Krarup
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Louise Krarup, who also goes by Patricia Louise Wilcox, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1982. Patricia had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2011 - February 2, 2015
KESTRA INVESTMENT SERVICES, LLC
September 30, 2011 - February 2, 2015
KESTRA INVESTMENT SERVICES, LLC
January 15, 2002 - October 3, 2011
USA FINANCIAL SECURITIES LLC
January 15, 2002 - October 3, 2011
USA FINANCIAL SECURITIES LLC
July 12, 1995 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
July 12, 1995 - January 17, 2002
ONEAMERICA SECURITIES, INC.
March 20, 1990 - July 6, 1995
VOYA FINANCIAL ADVISORS, INC.
November 19, 1989 - March 22, 1990
OSAIC WEALTH, INC.
July 6, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 12, 1986 - July 13, 1987
GROVE POINT INVESTMENTS, LLC
December 6, 1982 - February 24, 1986
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
