Bradford J. Filsinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford Jay Filsinger, who also goes by Brad J Filsinger, Brad Filsinger, Bradford J Filsinger, Bradford Filsinger, was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1983. Bradford had worked at 11 firms and has passed the Series 63, Series 6, Series 15, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2012 - May 7, 2012
PLACE TRADE FINANCIAL, INC.
June 12, 2007 - November 13, 2009
ALLEGIANT SECURITIES L.L.C.
August 21, 2006 - September 8, 2006
METROPOLITAN LIFE INSURANCE COMPANY
August 21, 2006 - September 8, 2006
MSI FINANCIAL SERVICES, INC.
February 15, 2002 - December 31, 2002
EDI FINANCIAL, INC.
January 8, 2002 - January 29, 2002
R.M. STARK & CO., INC.
August 24, 1999 - April 17, 2000
COUCH & COMPANY, INCORPORATED
April 12, 1996 - December 31, 1998
FIRST GULFCOAST INVESTMENTS, INC.
January 26, 1995 - June 28, 1995
FIRST GULFCOAST INVESTMENTS, INC.
December 13, 1993 - September 13, 1994
AMERICAN GENERAL SECURITIES INCORPORATED
September 15, 1987 - December 31, 1991
THE INVESTMENT CENTER, INC.
May 13, 1983 - April 9, 1986
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/1/1984
Foreign Currency Options ExaminationCurrent Firm
PLACE TRADE FINANCIAL, INC.
CRD#: 126867 / SEC#: , 8-65915
Contact information
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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