Stephen I. Bookbinder
Professional summary
Stephen Ira Bookbinder, who also goes by Stephen Bookbinder, is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1983. Stephen has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Ira Bookbinder's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2024 - Present
ANOS CAPITAL, LLC
Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174March 16, 2021 - December 4, 2023
STONEHAVEN, LLC
December 2, 2014 - February 18, 2021
CHATSWORTH SECURITIES LLC
July 2, 2012 - December 19, 2012
VIRTU AMERICAS LLC
January 13, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
February 15, 2011 - July 19, 2011
NORTHEAST SECURITIES, LLC
April 29, 2009 - February 15, 2011
CHATSWORTH SECURITIES LLC
August 7, 2008 - February 27, 2009
DASH FINANCIAL TECHNOLOGIES LLC
May 5, 2008 - June 27, 2008
MARCO POLO SECURITIES INC.
July 20, 2005 - December 20, 2007
CHATSWORTH SECURITIES LLC
October 12, 2004 - April 28, 2005
CANTOR FITZGERALD & CO.
November 1, 1996 - July 13, 2004
BLOOMBERG TRADEBOOK LLC
December 2, 1988 - December 22, 1989
J.P. MORGAN SECURITIES INC.
February 24, 1983 - November 30, 1988
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2024)
(1/2/2024)
(11/19/2024)
(11/19/2024)
(1/2/2024)
(11/19/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 4/17/1996
Corporate Securities Limited Representative ExaminationFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
ANOS CAPITAL, LLC
CRD#: 284714 / SEC#: , 8-69809
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANOS HOLDINGS, LLC | OWNER | |
| DALLAL, JEFFREY HARON | PRESIDENT/CHIEF OPERATING OFFICER | 2316096 |
| DANIELE, EDWARD ROBERT | CHIEF COMPLIANCE OFFICER/AML OFFICER | 1224878 |
| EMMERICH, CLIFFORD GENNARO | SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING | 2412767 |
| IANNUCCI, MICHAEL CHRISTOPHER | IA TRANSITION MANAGEMENT | 4709972 |
| PAPATSOS, JOHN NICK | FINOP | 4416912 |
| RIVELLI, DOUGLAS DUVALL | CHIEF EXECUTIVE OFFICER | 2174199 |
Red Flags
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