Gary K. Ransom
Professional summary
Gary Kent Ransom is a registered financial professional currently at DOWLING & PARTNERS SECURITIES LLC located in Farmington, Connecticut.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1982. Gary has worked at 3 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Kent Ransom's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2010 - Present
DOWLING & PARTNERS SECURITIES LLC
Office #1: 190 Farmington Avenue, Farmington, CT 06032July 30, 2001 - June 2, 2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
November 24, 1982 - August 6, 2001
CONNING & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2010)
Exams
FINRA
Nasdaq Stock Market
Current Firm
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746 / SEC#: , 8-35658
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| HANLEY, JOSEPH PATRICK JR | HEAD TRADER | 3060247 |
| HILBIE, KRISTA ANN | CHIEF COMPLIANCE OFFICER | 1712680 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP | 4710715 |
Red Flags
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