Julie E. Silcock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Evrard Silcock, who also goes by Julie Bennett Evrard, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1992. Julie had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2020 - June 3, 2024
CDX ADVISORS
April 9, 2009 - June 12, 2020
HOULIHAN LOKEY CAPITAL, INC.
November 24, 2000 - April 9, 2009
CITIGROUP GLOBAL MARKETS INC.
November 3, 2000 - December 22, 2000
CREDIT SUISSE SECURITIES (USA) LLC
October 14, 1997 - November 9, 2000
PERSHING LLC
December 17, 1992 - August 22, 1997
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CDX ADVISORS
CRD#: 171500 / SEC#: , 8-69465
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
