Steven Herbert Gendler
Professional Summary
Steven Herbert Gendler is a registered financial advisor currently at RHODES SECURITIES, INC. located in Dallas, Texas. Steven is registered as a RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
RHODES SECURITIES, INC.
Contact Information
Main Address
306 West 7th Street Suite 1000, Ft Worth, TX 76102Mailing Address
306 West 7th Street Suite 1000, Fort Worth, TX 76102Phone Number
(817) 334-0455Established
Texas since 02/18/1987Firm Type
CorporationFiscal Year End
AprilFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/17/2020)
(4/17/2020)
(4/17/2020)
(4/17/2020)
(4/17/2020)
(4/17/2020)
(4/17/2020)
(1/2/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Herbert Gendler's CRS (Customer Relationship Summary).
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