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JI

John Ingrisani

HENNION & WALSH
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 1074094
JI

Professional summary


John Ingrisani is a registered financial professional currently at HENNION & WALSH, INC. located in Boca Raton, Florida.

John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Ingrisani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 25, 2021 - Present

HENNION & WALSH, INC.

Office #1: 777 Yamato Road Suite 500, Boca Raton, FL 33431
BD
CRD#: 25766
Boca Raton, FL
Past

January 30, 1991 - May 24, 2021

FMSBONDS, INC.

BD
CRD#: 7793
BOCA RATON, FL
Past

May 6, 1985 - July 25, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 11, 1983 - April 29, 1985

BEVILL, BRESLER & SCHULMAN INCORPORATED

BD
CRD#: 6971
Past

November 24, 1982 - July 11, 1983

HANAUER, STERN & COMPANY,INCORPORATED

BD
CRD#: 7077

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/14/2021)
RR
California
(7/14/2021)
RR
Connecticut
(8/27/2025)
RR
District of Columbia
(8/2/2023)
RR
Florida
(6/25/2021)
RR
Georgia
(8/11/2023)
RR
Massachusetts
(8/12/2021)
RR
New York
(7/26/2021)
RR
North Carolina
(5/24/2023)
RR
Ohio
(7/29/2021)
RR
Oklahoma
(8/5/2021)
RR
Pennsylvania
(7/26/2021)
RR
South Carolina
(8/3/2021)
RR
Texas
(7/20/2022)
RR
Virginia
(3/22/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 6/8/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


H&
HENNION & WALSH, INC.
HENNION & WALSH, INC. | NORI, HENNION, WALSH, INC.

CRD#: 25766 / SEC#: , 8-41988

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018
Mailing Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018
Phone number
(973) 299-8989
Established
New Jersey since 10/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HENNION, RICHARDEXECUTIVE VICE PRESIDENT1315386
WALSH, WILLIAM WALTERPRESIDENT1174993
FITZSIMMONS, PHILLIPCHIEF COMPLIANCE OFFICER1625889
HENNION, WILLIAMVICE PRESIDENT2048378
KOWALSKI, STEPHEN GEORGEVICE PRESIDENT1919574
MAHN, KEVIN DOUGLASMANAGING DIRECTOR2519398
WURST, WENDY ANNFINOP, TREASURER1902879

Disclosures


Regulatory Event12
Arbitration6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HENNION & WALSH, INC.

CRD#: 25766Boca Raton, FL 33431

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