George Frost

FROST INVESTMENT PARTNERS

York, ME

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CRD#: 1074023

Professional summary

George Frost is a registered financial advisor currently at FROST INVESTMENT PARTNERS, LLC located in York, Maine.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. George has worked at 2 firms and has passed the Series 65, Series 63, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Frost's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2023 - Present

FROST INVESTMENT PARTNERS, LLC

RIA

CRD#: 323172

York, ME

Past

November 24, 1982 - May 31, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(1/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

Current Firm

FROST INVESTMENT PARTNERS, LLC

CRD#: 323172 / SEC#:

Maine

Registered Investment Advisory firm - (1/19/2023 Approved)

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Contact information

Main Address

York, ME

Mailing Address

P.o. Box 547, York, ME 03909

Phone number

(603) 315-4440

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 9,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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George Frost

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Frost's CRS (Customer Relationship Summary).

Certified licenses

Experience

FROST INVESTMENT PARTNERS, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/1991

Series 63

Date: 12/7/1982

Series 5

Date: 12/11/1982

Series 7

Date: 11/20/1982

Current Firm

FROST INVESTMENT PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FROST INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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