Marcia L. Garrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcia Lynne Garrett, who also goes by Marcia Lynne Comer, Marcia Lynne Schapiro, was a registered financial professional .
Marcia is a previously registered financial professional and started their career in finance in 1984. Marcia had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2017 - December 12, 2017
PENSIONMARK SECURITIES, LLC
October 9, 2015 - September 1, 2017
CAPFINANCIAL SECURITIES, LLC.
September 17, 2015 - December 12, 2017
WORLD INVESTMENT ADVISORS, LLC
May 14, 2014 - October 23, 2014
FINANCIAL TELESIS INC
May 13, 2014 - October 23, 2014
FINANCIAL TELESIS INC
March 6, 2012 - September 24, 2013
FINTEGRA, LLC
February 6, 2012 - September 24, 2013
FINTEGRA, LLC
February 4, 2009 - June 28, 2010
MILKIE/FERGUSON INVESTMENTS, INC.
February 4, 2009 - June 28, 2010
MILKIE/FERGUSON INVESTMENTS, INC.
April 19, 2007 - November 1, 2007
AFS BROKERAGE, INC.
May 2, 2000 - November 1, 2007
AFS BROKERAGE, INC.
August 21, 1998 - October 27, 1999
THE CHAPMAN CO.
April 14, 1998 - July 30, 1998
FALCON INVESTMENT CORP.
January 20, 1998 - April 2, 1998
D.E. FREY & COMPANY, INC.
February 5, 1997 - September 5, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 19, 1987 - December 31, 1995
PROTECTED INVESTORS OF AMERICA
May 16, 1986 - November 14, 1986
UR FINANCIAL, INC.
August 28, 1984 - April 21, 1986
EQUITEC SECURITIES COMPANY
May 25, 1984 - August 20, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENSIONMARK SECURITIES, LLC
CRD#: 283952 / SEC#: , 8-69773
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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