Kathleen B. Weir
Professional summary
Kathleen Bolger Weir, who also goes by Kathleen Gaynor Bolger, Kathleen Gaynorweir, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 1983. Kathleen has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Bolger Weir's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2015 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215December 3, 2012 - June 19, 2015
HARTFORD FUNDS DISTRIBUTORS, LLC
July 20, 1999 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
May 3, 1999 - July 30, 1999
ALLFIRST BROKERAGE CORPORATION
August 6, 1991 - July 8, 1993
CAPITAL BROKERAGE CORPORATION
January 2, 1986 - October 4, 1989
1717 CAPITAL MANAGEMENT COMPANY
January 17, 1983 - November 13, 1984
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2017)
Exams
FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
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