RA
Raymond C. Abraham
CETERA INVESTMENT ADVISERS LLC
WALNUT CREEK, CA 94596-8820
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CRD#: 1073218
RA
Professional summary
Raymond Charles Abraham is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Walnut Creek, California and CETERA WEALTH SERVICES, LLC located in Walnut Creek, California.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Raymond has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED Y/N: NO ADDRESS: 100 PRINGLE AVE WALNUT CREEK, CA 94596 NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP TO BUSINESS: AGENT START DATE: APX % OF TIME: 5% BRIEF DESCRIPTION OF DUTIES: OFFER LIFE, DISABILITY AND FIXED ANNUITIES; 2. NAME OF OTHER BUSINESS: THE BAUN PROJECT- POINTS OF LIGHT, INVESTMENT RELATED: NO ADDRESS: 735 105TH AVE. OAKLAND, CA 94603, NATURE OF BUSINESS: MISSIONARY/MINISTRY ORGANIZATION (RELIGIOUS-CHRISTIAN), POSITION/TITLE/RELATIONSHIP: BOARD MEMBER-DIRECTOR, BENEFACTOR, VOLUNTEER LEADER, START DATE: AUGUST 2011, APPROX NUMBER OF HOURS PER MONTH: 12-40 HOURS; 3. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 1655 N CALIFORNIA BLVD #156, WALNUT CREEK, CA 94596; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 2019; POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES; 4. NAME OF OTHER BUSINESS: READY WEALTH ADVISORS, INC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2024;, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Charles Abraham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1600 S Main St Ste 202, Walnut Creek, CA 94596-8820RIA
CRD#: 105644
WALNUT CREEK, CA
Current
August 25, 2008 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
WALNUT CREEK, CA
Past
August 26, 2008 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 23, 2002 - September 4, 2008
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
WALNUT CREEK, CA
Past
April 19, 1989 - September 15, 2010
WEALTH MANAGEMENT CONSULTANTS INC
RIA
CRD#: 136975
WALNUT CREEK, CA
Past
November 19, 1983 - January 21, 1986
EPIC SECURITIES COMPANY
BD
CRD#: 4286
Past
December 21, 1982 - September 4, 2008
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/25/2008)
RR
California(8/25/2008)
IAR
California(6/29/2023)
RR
Florida(8/25/2008)
RR
Georgia(5/29/2025)
RR
Idaho(12/17/2015)
RR
Illinois(8/25/2008)
RR
Michigan(8/25/2008)
RR
Missouri(7/18/2023)
RR
Nevada(8/25/2008)
RR
New York(8/25/2008)
RR
Ohio(4/1/2016)
RR
Oregon(8/25/2008)
RR
South Carolina(9/7/2011)
RR
Tennessee(4/1/2022)
RR
Texas(11/8/2016)
IAR
Texas(6/29/2023)
RR
Utah(8/25/2008)
RR
Virginia(8/25/2008)
RR
Washington(8/25/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Walnut Creek, CA 94596-8820TRUST BUT VERIFY
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