William J. Blanton

TANNIN CAPITAL

Raliegh, NC 27612

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CRD#: 1073142

Professional summary

William Joseph Blanton, who also goes by Bill Blanton, William Joe Blanton, is a registered financial advisor currently at TANNIN CAPITAL, LLC located in Raliegh, North Carolina.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Blanton | William Joe Blanton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Vivid Bainbridge Cobb Charitable Trust Address: Raleigh, NC Nature of the Business: Trustee/Successor Trustee Position/Title: Trustee/Successor Trustee Investment Related: Yes Start Date: 03/30/1994 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 4 Description of duties: As trustee I manage and distribute gifts from the trust to 3 beneficiaries bi-annually

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Blanton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2021 - Present

TANNIN CAPITAL, LLC

Office #1: 4509 Creedmoor Road Suite 201, Raliegh, NC 27612

RIA

CRD#: 304238

Raliegh, NC

Past

February 13, 2013 - October 12, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

RALEIGH, NC

Past

February 13, 2013 - October 12, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

RALEIGH, NC

Past

December 31, 2000 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

RALEIGH, NC

Past

March 13, 1997 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

RALEIGH, NC

Past

September 12, 1988 - March 20, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 11, 1988 - September 22, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

December 19, 1984 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 30, 1984 - November 8, 1985

BLARRON GROUP, INC.

CRD#: 10784

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANNIN CAPITAL, LLC

CRD#: 304238 / SEC#: 801-116787

RIA

Registered Investment Advisory firm - (6/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/2/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/8/1982

Direct Participation Programs Representative Examination

Current Firm

TANNIN CAPITAL, LLC

CRD#: 304238 / SEC#: 801-116787

RIA

Registered Investment Advisory firm - (6/14/2019 Approved)

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Contact information

Main Address

1026 Jay Street Suite B153, Charlotte, NC 28208

Mailing Address

Phone number

(704) 552-1082

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TANNIN CAPITAL, LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	460
AUM (Assets Under Management)	$ 512,274,412

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William J. Blanton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Blanton's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

BLARRON GROUP, INC.

Primary Firm SEC Registration

TANNIN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/1991

Series 63

Date: 6/26/1985

SIE

Date: 10/1/2018

Series 31

Date: 12/2/2010

Series 7

Date: 12/15/1984

Series 22

Date: 11/8/1982

Current Firm

TANNIN CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANNIN CAPITAL, LLC

TRUST BUT VERIFY

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