James E. Bouchard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Byron Bouchard, who also goes by James Byron Edward Bouchard, James Edward Bouchard, James Edward Byron Bouchard, James Edward Byron Bouchard, Cfp, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 10 firms and has passed the Series 63, Series 6, Series 22, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2008 - April 11, 2012
STANCORP INVESTMENT ADVISERS, INC.
October 13, 2008 - April 11, 2012
STANCORP EQUITIES, INC.
July 30, 2004 - August 7, 2008
SUNSET FINANCIAL SERVICES, INC.
April 1, 2002 - February 23, 2004
JOHN HANCOCK DISTRIBUTORS LLC
January 1, 1999 - April 20, 2006
PFP MONEY MANAGEMENT, INC.
April 1, 1992 - December 31, 2001
MOMENTUM INDEPENDENT NETWORK INC.
February 23, 1990 - April 7, 1992
VOYA FINANCIAL ADVISORS, INC.
March 15, 1985 - December 31, 1989
WIRTH EQUITIES CORPORATION
April 25, 1984 - March 26, 1985
WZW FINANCIAL SERVICES, INC.
December 10, 1982 - May 1, 1984
CAPSTONE SECURITIES CORPORATION
Primary Firm SEC Registration
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANCORP INVESTMENT ADVISERS, INC.
CRD#: 110228 / SEC#: 801-57811
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 103,728 |
| AUM (Assets Under Management) | $ 33,592,166,292 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 03/28/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
