Allen W. Counts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Willie Counts was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1983. Allen had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24, Series 27 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2013 - January 12, 2015
QUOIN CAPITAL LLC
April 22, 2005 - February 3, 2012
DOLEY SECURITIES, LLC.
May 4, 1998 - December 8, 1998
SUPERIOR STREET CAPITAL MARKETS, LLC
January 5, 1983 - October 21, 2004
PRYOR, COUNTS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUOIN CAPITAL LLC
CRD#: 136160 / SEC#: , 8-66980
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
