Julie E. Vander Weele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Ellen Vander Weele, who also goes by Julie Ellen Leininger, Julie Ellen Vanderweele, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1983. Julie had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 52 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2014 - December 3, 2019
CURI CAPITAL, LLC
January 24, 2007 - October 9, 2013
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
January 3, 1998 - December 31, 2009
MESIROW FINANCIAL, INC.
December 14, 1993 - October 9, 2013
MESIROW FINANCIAL, INC.
August 19, 1986 - January 1, 1994
MESIROW INVESTMENT SERVICES, INC.
July 2, 1984 - August 15, 1986
B. C. ZIEGLER AND COMPANY
August 3, 1983 - July 2, 1984
ZIEGLER SECURITIES, INC.
Primary Firm SEC Registration
CURI CAPITAL, LLC
CRD#: 134249 / SEC#: 801-63939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/27/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CURI CAPITAL, LLC
CRD#: 134249 / SEC#: 801-63939
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,209 |
| AUM (Assets Under Management) | $ 9,830,680,915 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/01/2025 | ||
| 11/27/2024 | ||
| 10/27/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
