James D. Guare
Professional summary
James Daniel Guare JR, who also goes by Dan Guare, James Daniel Guare, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tucson, Arizona.
James is registered as a RR (Registered Representative) and started their career in finance in 1982. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Daniel Guare JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2008 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 145 E University Blvd, Tucson, AZ 85755-7738June 2, 1992 - October 26, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 7, 1992 - February 20, 2008
LINCOLN INVESTMENT
November 17, 1988 - April 14, 1992
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 12, 1986 - December 19, 1988
OSAIC FA, INC.
December 12, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
December 12, 1986 - April 13, 1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 18, 1982 - April 25, 1986
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2008)
(2/8/2008)
(2/8/2008)
(2/11/2022)
(2/8/2008)
(8/12/2008)
(2/2/2018)
(3/12/2018)
(7/17/2019)
(2/8/2008)
(2/8/2008)
(4/29/2022)
(3/9/2015)
(10/20/2009)
(2/8/2008)
(1/22/2020)
(4/17/2025)
(2/3/2025)
(5/1/2020)
(8/24/2018)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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