Richard A. Frueh
Professional summary
Richard Allen Frueh, who also goes by Rick Frueh, is a registered financial advisor currently at SKYWAY CAPITAL MARKETS, LLC located in Tampa, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 13 firms and has passed the Series 66, Series 63, Series 99TO, Series 42, Series 6TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Allen Frueh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2022 - Present
SKYWAY CAPITAL MARKETS, LLC
Office #1: 100 North Tampa Street Suite 3550, Tampa, FL 33602February 12, 2020 - August 29, 2022
ALEXANDER CAPITAL, L.P.
March 28, 2018 - February 12, 2020
CORINTHIAN PARTNERS, L.L.C.
October 30, 2015 - March 31, 2016
IFS SECURITIES
April 21, 2010 - April 5, 2013
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
March 24, 2010 - October 30, 2015
J.P. TURNER & COMPANY, L.L.C.
September 20, 2004 - March 30, 2010
GUNNALLEN FINANCIAL, INC
April 8, 1997 - March 30, 2010
GUNNALLEN FINANCIAL, INC
February 20, 1996 - March 19, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
August 15, 1995 - December 8, 1995
W.J. GALLAGHER & COMPANY, INC.
November 27, 1990 - July 27, 1995
CHATFIELD DEAN & CO., INC.
May 1, 1985 - December 4, 1990
THE STUART-JAMES COMPANY, INCORPORATED
August 16, 1983 - May 23, 1984
FIRST INTERWEST SECURITIES CORPORATION
January 19, 1983 - August 15, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2022)
(9/7/2022)
(9/6/2022)
(9/2/2022)
(8/30/2022)
(8/30/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SKYWAY CAPITAL MARKETS, LLC
CRD#: 124630 / SEC#: , 8-65702
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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