Peter J. Boucher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter John Boucher was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1982. Peter had worked at 13 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2022 - November 3, 2025
MML STRATEGIC DISTRIBUTORS, LLC
June 23, 2015 - August 26, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 5, 2010 - October 15, 2013
KESTRA INVESTMENT SERVICES, LLC
June 25, 2007 - October 13, 2009
HSBC SECURITIES (USA) INC.
September 4, 1998 - June 30, 2005
AXCELUS FINANCIAL DISTRIBUTION COMPANY
July 29, 1997 - September 15, 1998
CHASE INVESTMENT SERVICES CORP.
November 16, 1994 - December 31, 1995
CONSECO SECURITIES, INC.
January 9, 1993 - September 30, 1994
ESSEX NATIONAL SECURITIES, LLC
May 22, 1992 - December 24, 1992
MONY SECURITIES CORPORATION
April 1, 1991 - November 13, 1992
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 25, 1991 - April 18, 1991
MONARCH SECURITIES, INC.
August 30, 1984 - April 15, 1985
NEW ENGLAND SECURITIES
December 9, 1982 - September 5, 1984
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 7/12/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MML STRATEGIC DISTRIBUTORS, LLC
CRD#: 168638 / SEC#: , 8-69322
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| BLUE, DOMINIC | DIRECTOR | 7323924 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DIGANGI, MATTHEW T | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 3229894 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| PUHALA, JAMES | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5290483 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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