Robert C. Cox
Professional summary
Robert Carlen Cox is a registered financial professional currently at KENMAR SECURITIES, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Carlen Cox's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2015 - Present
KENMAR SECURITIES, LLC
Office #1: 110 East 59th Street, Suite 3200, New York, NY 10022Office #2: 845 Third Avenue, Suite 1703, New York, NY 10022September 20, 2010 - April 4, 2014
FOCUSPOINT PRIVATE CAPITAL GROUP
October 17, 2008 - November 1, 2010
DREXEL HAMILTON, LLC
November 28, 1988 - June 25, 2008
LEHMAN BROTHERS INC.
November 15, 1988 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
July 25, 1987 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
October 22, 1982 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
October 21, 1982 - July 5, 1985
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2015)
(6/24/2015)
(5/20/2015)
(12/8/2015)
(5/20/2015)
(5/20/2015)
(3/12/2015)
(5/20/2015)
(5/20/2015)
(12/8/2015)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
KENMAR SECURITIES, LLC
CRD#: 171793 / SEC#: , 8-69482
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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