Craig S. Valdes

ONE CAPITAL MANAGEMENT

San Francisco, CA 94104

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CRD#: 1070843

Professional summary

Craig Scott Valdes, who also goes by Craig Scott Evers, Craig Scott Valdes, is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in San Francisco, California.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Craig has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Scott Evers | Craig Scott Valdes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Genesis Capital Management, LLC Address: P.O. Box 1284, Alameda, CA 94501 Investment-Related: No Nature of the Business: Investment Research Company Position: Strictly Director-Partner; Mr. Valdes does not offer advice or research Start Date: 01/200 Number of hours devoted each month: Less than 1 Number of hours during securities trading: 0 Description of duties: Craig strictly works as a Director with the Business. THE OTHER MEMBER/PARTNER IS DOING SOME INVESTMENT RESEARCH. THE OTHER PARTNER MAY OR MAY NOT MONETIZE HIS WORK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Scott Valdes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2024 - Present

ONE CAPITAL MANAGEMENT, LLC

Office #1: 101 Montgomery Street Suite 2400, San Francisco, CA 94104

RIA

CRD#: 114861

San Francisco, CA

Past

March 26, 2024 - March 27, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN FRANCISCO, CA

Past

September 29, 2023 - March 27, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

August 26, 2015 - March 28, 2024

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

SAN FRANCISCO, CA

Past

August 20, 2015 - September 29, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

SAN FRANCISCO, CA

Past

June 7, 2000 - September 23, 2013

WHITEHALL-PARKER SECURITIES, INC.

CRD#: 10608

SAN FRANCISCO, CA

Past

August 7, 1998 - June 1, 2000

PORTSMOUTH FINANCIAL SERVICES

CRD#: 13980

SAN FRANCISCO, CA

Past

February 9, 1995 - January 11, 1996

PORTSMOUTH FINANCIAL SERVICES

CRD#: 13980

SAN FRANCISCO, CA

Past

January 9, 1995 - August 7, 1998

HUTCHINSON SECURITIES

CRD#: 10160

SAN FRANCISCO, CA

Past

October 25, 1989 - May 25, 1993

PORTSMOUTH FINANCIAL SERVICES

CRD#: 13980

SAN FRANCISCO, CA

Past

July 20, 1987 - October 25, 1989

HUTCHINSON SECURITIES

CRD#: 10160

SAN FRANCISCO, CA

Past

August 7, 1986 - July 15, 1987

BALDWIN CAPITAL PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP

CRD#: 3382

Past

October 20, 1982 - August 27, 1986

SUTRO & CO. INCORPORATED

CRD#: 801

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONE CAPITAL MANAGEMENT, LLC

FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC

CRD#: 114861 / SEC#: 801-60483

RIA

Registered Investment Advisory firm - (11/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1982

General Securities Representative Examination

Current Firm

ONE CAPITAL MANAGEMENT, LLC

FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC

CRD#: 114861 / SEC#: 801-60483

RIA

Registered Investment Advisory firm - (11/5/2001 Approved)

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Contact information

Main Address

3075 Townsgate Road Suite 350, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 409-8150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCM FORM ADV PART 2A NOVEMBER 14, 2025 (11/14/2025)

Regulatory assets under management

Total Number of Accounts	8,302
AUM (Assets Under Management)	$ 7,002,823,758

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/17/2025	Cover Page	Report
04/16/2024	Cover Page	Report
02/12/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Craig S. Valdes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Scott Valdes's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

WHITEHALL-PARKER SECURITIES, INC.

PORTSMOUTH FINANCIAL SERVICES

PORTSMOUTH FINANCIAL SERVICES

HUTCHINSON SECURITIES

PORTSMOUTH FINANCIAL SERVICES

HUTCHINSON SECURITIES

BALDWIN CAPITAL PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP

SUTRO & CO. INCORPORATED

Primary Firm SEC Registration

ONE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/2015

Series 63

Date: 5/7/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/16/1982

Current Firm

ONE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ONE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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