Clayton J. Poole

CAPITOL WEALTH MANAGEMENT

Concord, NH 03301

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CRD#: 1070715

Professional summary

Clayton Jontie Poole JR, who also goes by Clayton Jontie (jr) Poole, Skip Poole, is a registered financial advisor currently at CAPITOL WEALTH MANAGEMENT located in Concord, New Hampshire.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Clayton has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clayton Jontie (jr) Poole | Skip Poole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PROFESSIONAL MUSIC CONTRACTING, BOW, NH. CONDUCTING ORCHESTRAS TWO OR THREE TIMES A YEAR FOR SPECIAL OCCASIONS. START DATE 08/1981 TO PRESENT. 2 HRS A MONTH. OWNER/CONDUCTOR. 2) A MOMENT IN TIME MUSICAL PRODUCTIONS, LLC / NON INVESTMENT-RELATED / BOW, NH / MUSICAL / PARTNER SINCE 2010 TO PRESENT / SPENDS 8 HOURS PER MONTH DURING WEEKENDS ONLY / DUTIES INCLUDE PERFORMING WITH VARIOUS SOLOIST IN A MUSICAL BIG BAND.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Jontie Poole JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2017 - Present

CAPITOL WEALTH MANAGEMENT

Office #1: 3 North Spring St Suite 200, Concord, NH 03301

RIA

CRD#: 287875

Concord, NH

Past

August 21, 2015 - April 28, 2017

BOSTON ASSET MANAGEMENT, INC.

RIA

CRD#: 112768

CONCORD, NH

Past

January 21, 2009 - January 21, 2010

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

CONCORD, NH

Past

January 21, 2009 - January 21, 2010

OSAIC INSTITUTIONS, INC.

CRD#: 35371

CONCORD, NH

Past

October 20, 2004 - February 11, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

HANOVER, NH

Past

October 20, 2004 - February 11, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

HANOVER, NH

Past

March 6, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

HANOVER, NH

Past

February 20, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

June 13, 1996 - December 10, 2002

CITIZENS SECURITIES, INC.

CRD#: 39550

JOHNSTON, RI

Past

March 7, 1996 - June 12, 1996

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

November 9, 1987 - May 18, 1988

G. R. PHELPS & CO., INC.

CRD#: 173

Past

February 22, 1984 - November 29, 1985

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

February 18, 1983 - July 28, 1983

SIGNATOR INVESTORS, INC.

CRD#: 468

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(5/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/22/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/8/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/29/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/2/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CAPITOL WEALTH MANAGEMENT

CAPITOL WEALTH MANAGEMENT | CAPITOL WEALTH MANAGEMENT LLC

CRD#: 287875 / SEC#:

New Hampshire

Registered Investment Advisory firm - (5/4/2017 Approved)

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Contact information

Main Address

3 North Spring St Suite 200, Concord, NH 03301

Mailing Address

Phone number

(603) 715-2664

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 34,723,621

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clayton J. Poole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Jontie Poole JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOSTON ASSET MANAGEMENT, INC.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

CITIZENS SECURITIES, INC.

CAPITAL BROKERAGE CORPORATION

G. R. PHELPS & CO., INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1998

Series 63

Date: 12/12/1995

Series 7

Date: 5/22/1998

Series 6

Date: 12/8/1995

Series 24

Date: 9/29/1998

Series 26

Date: 1/2/1996

Current Firm

CAPITOL WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITOL WEALTH MANAGEMENT

TRUST BUT VERIFY

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