Gerald Ray Baker
Professional Summary
Gerald Ray Baker is a registered financial advisor currently at GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES located in Arlington, Texas and GRB FINANCIAL LLC located in Arlington, Texas. Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Gerald has worked at 6 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO, SIE, Series 1 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
BAKER & WHITE, L.L.C. | GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES | BAKER FINANCIAL SERVICES
Contact Information
Main Address
1415 West Randol Mill Rd., Arlington, TX 76012Mailing Address
P.o. Box 120427, Arlington, TX 76012Phone Number
(817) 861-7099# of Employees
7SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,347AUM (Assets Under Management)
$909,320,534Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2026 | Cover Page | Report |
| 09/19/2025 | Cover Page | Report |
| 07/22/2024 | Cover Page | Report |
| 08/28/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BAKER & WHITE, L.L.C. | GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES | BAKER FINANCIAL SERVICES
State Registrations and Notice Filings
(12/11/2006)
(5/26/2005)
(8/2/2005)
(4/24/1995)
(2/24/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 1 — Registered Representative Examination
Passed Jul 1969SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Gerald Ray Baker's CRS (Customer Relationship Summary).
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