GB
Gerald R. Baker
GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES
Arlington, TX 76012
Some features on this profile are disabled
CRD#: 10707
GB
Professional summary
Gerald Ray Baker is a registered financial advisor currently at GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES located in Arlington, Texas and GRB FINANCIAL LLC located in Arlington, Texas.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Gerald has worked at 6 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.GeraldBakerFinancialGroupLLCdba BakerFinancialSrvcs;Stkhldr,Pres.& IAR2.RM Bldg Mngt Inc;owns a busnss prpty.3.Gerald is a Chartered Life Underwriter and writes insurance policies through various independent licensed insurance companies. 4.Bob&JoyceBarnardTrst1993;Trstee;invest assets;trstee fee;5-10 hr mo5.Bob&JoyceBarnard2001IrrevTrst;Trstee;invest assets;trstee fee;5-10 hr mo6.Bob&JoyceBarnardTrst2001;Trstee;invest assets;trstee fee;5-10 hr mo7.CameronAlread2005IrrevTrst;start 2017;Trstee;invest assets;trstee fee;1-5 hr mo8.2008DeborahFayeFmly L Trst;Trstee;invest assets;trstee fee;10-20 hr mo9.2008DonFamily L Trst;Trstee;invest assets;trstee fee;10-20 hr mo10.Brit Barnard2016 ILIT;Trustee;invest assets;trstee fee;1-5 hr mo11.LindaPetty2016ILIT;Trstee;invest assets;trstee fee;1-5 hr mo12.MikeBarnard2016ILIT;Trstee;invest assets;trstee fee;1-5 hr mo13.Alan&GingerBarnardFmly ILIT;Trstee;invest assets;trstee fee;1-5 hr mo14.AprilHowell LifetimeTrst;Trstee;invest assets;trstee fee;10-20 hr mo15.BarnardPartners XLIV;Officer/Trstee;invest assets;trstee fee;5-10 hr mo16.BarnardPrtnrsIX;Officer/Trstee;invest assets;trstee fee;5-10 hr mo17.BarnardPtnrsV;Officer/Trstee;invest assets;trstee fee;5-10 hr mo18.BarnardPrtnrsVI;Trstee;invest assets;trstee fee;5-10 hr mo19.BarnardPrtnrsVII;Officer/Trstee;invest assets;trstee fee;5-10 hr mo20.BarnardPrtnrsX;Officer/Trstee;invest assets;trstee fee;5-10 hr mo21.BarnardPrtnrsXII;Officer/Trstee;invest assets;trstee fee;5-10 hr mo22.BarnardPrtnrsXIII;Officer/Trstee;invest assets;trstee fee;5-10 hr mo23.BarnardPrtnrsXLII;Officer/Trstee;invest assets;trstee fee;5-10 hr mo24.BarnardPrtnrsXLIII;Officer/Trstee;invest assets;trstee fee;5-10 hr mo25.BarnardPrtnrsXLV;Officer/Trstee;invest assets;trstee fee;5-10 hr mo26.BarnardPrtnsXLVI;Officer/Trstee;invest assets;trstee fee;5-10 hr mo27.BarnardPrtnrsXLVIII;Officer/Trstee;invest assets;trstee fee;5-10 hr mo28.BarnardPrtnrsXX;Officer/Trstee;invest assets;trstee fee;5-10 hr mo29.Bob&JoyceBarnardTrst; Trstee;invest assets;trstee fee;5-10 hr mo30.BobBarnardCRUT;Officer/Trstee;invest assets;trstee fee;5-10 hr mo31.BobBarnardExFmly Trst;Trstee;invest assets;receive trstee fee;5-10 hr mo32.Bob BarnardGrandchildren Irrev Trst;Trstee;invest assets;trstee fee;1-5 hr mo33.Bob BarnardInherited IRACRUT;Trstee;invest assets;trstee fee;5-10 hr mo34.BobBarnardNonEx FamilyTrst;Trstee;invest assets;trstee fee;5-10 hr mo35.BobBarnardTrst;Trstee;invest assets;trstee fee;5-10 hr mo36.ColinEasleyIrrevTrst;Trstee;invest assets;trstee fee;1-5 hr mo37.ColinEasleyTrst;Trstee;invest assets;trstee fee;1-5 hr mo38.CordellMooreJr ILIT; Trstee;invest assets;trstee fee;1-5 hr mo39.DeborahFayeMontgomeryTrst;Trstee;invest assets;trstee fee;10-20 hr mo40.HeatherHolmanLifetimeTrst;Trstee;invest assets;trstee fee;10-20 hr mo41.JackieWellsTrst;Trstee;invest assets;trstee fee;1-5 hr mo42.JaclynNicole Stahura Irrev Trst;Trstee;invest assets;trstee fee;1-5 hr mo43.JasonArnoldLifetimeTrst;Trstee;invest assets;trstee fee;1-5 hr mo44.JohnPettyIrrevFmlyTrst;Trstee;invest assets;trstee fee;1-5 hr mo45JoyceBarnardNonGSTExMarital Trst;Trstee;invest assets;trstee fee;5-10 hr mo46JoyceBarnardTrst;Trstee;invest assets;trstee fee;5-10 hr mo47KameronThomasExFmly TrstTrstee;invest assets;trstee fee;1-5 hr mo48.KarenDyeGSTExFmlyTrst;Trstee;invest assets;trstee fee;1-5 hr mo49.KevinEasleyIrrevTrst;Trstee;invest assets;trstee fee;1-5 hr mo50.KevinEasleyTrst;Trstee;invest assets;trstee fee;1-5 hr mo51.KirkWaldenGSTExFmlyTrst;Trstee;invest assets;trstee fee;1-5 hr mo52.KriszanThomasGSTExFmlyTrst;Trstee;invest assets;trstee fee;1-5 hr mo53.MikeBarnardTrst;Trustee;invest assets;trstee fee;1-5 hr mo54.RaymondDMontgomeryJrTrst;Trstee;invest assets;trstee fee;10-20 hr mo55.RichardCurtis GleatonInsurance Trst;Trstee;invest assets;trstee fee;1-5 hr mo56.RyanWellsIrrevocableTrst; Trstee;invest assets;trstee fee;1-5 hr mo57.SusanColeGSTExFmlyTrst;Trstee;invest assets;trstee fee;1-5 hr mo.
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Ray Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 1995 - Present
GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES
Office #1: 1415 West Randol Mill Rd., Arlington, TX 76012RIA
CRD#: 112248
Arlington, TX
Current
July 22, 2004 - Present
GRB FINANCIAL LLC
Office #1: 1415 West Randol Mill Rd., Arlington, TX 76012BD
CRD#: 130490
Arlington, TX
Past
December 8, 1993 - October 13, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
September 1, 1987 - September 7, 2004
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Past
February 10, 1984 - September 15, 1987
LOWRY FINANCIAL SERVICES CORPORATION
BD
CRD#: 7291
Past
July 3, 1969 - February 13, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GB
GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES
BAKER & WHITE, L.L.C. | GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES | BAKER FINANCIAL SERVICES
CRD#: 112248 / SEC#: 801-56508
RIA
Registered Investment Advisory firm - (5/20/1999 Approved)Texas
Registered Investment Advisory firm - (4/1/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Mexico(12/11/2006)
RR
Oklahoma(5/26/2005)
RR
South Carolina(8/2/2005)
IAR
Texas(4/24/1995)
RR
Texas(2/24/2004)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/1/1969
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GB
GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES
BAKER & WHITE, L.L.C. | GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES | BAKER FINANCIAL SERVICES
CRD#: 112248 / SEC#: 801-56508
RIA
Registered Investment Advisory firm - (5/20/1999 Approved)Texas
Registered Investment Advisory firm - (4/1/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1415 West Randol Mill Rd., Arlington, TX 76012
Mailing Address
P.o. Box 120427, Arlington, TX 76012
Phone number
(817) 861-7099
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,335 |
| AUM (Assets Under Management) | $ 833,236,710 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 07/22/2024 | ||
| 08/28/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
